noncovered securities

concept ✉

link 4.07.2014 13:29

Subject: noncovered securities gen.

Пожалуйста, помогите перевести noncovered securities.
"sales of noncovered securities acquired prior to 2012"

trtrtr ✉

link 4.07.2014 13:31

может необеспеченные?

trtrtr ✉

link 4.07.2014 13:46

https://olui2.fs.ml.com/Publish/Content/application/pdf/GWMOL/UnderstandingCoveredandNoncoveredSecurities.pdf
непокрываемые правилом D.?
Non-Covered Security
A proposed SEC designation under which securities offerings that are small and of limited scope would not be covered by Regulation D.
http://investment_terms.enacademic.com/10128/Non-Covered_Security
http://www.multitran.ru/c/m.exe?l1=1&l2=2&s=Regulation D

trtrtr ✉

link 4.07.2014 13:52

Covered or Non-Covered
Covered securities
Securities meeting the requirement of the regulation
are considered to be “covered” securities. Below are the
effective dates for the various types of securities:
• Equity securities acquired on or after January 1, 2011.
• Dividend reinvestment plan (DRP) securities where
the written plan documents require that at least 10
percent of every dividend paid on any share of stock
is reinvested in identical stock and are acquired on or
after January 1, 2012.
• Regulated Investment Company (RIC) stock acquired
on or after January 1, 2012
• All other types of securities acquired on or after
January 1, 2013

Non-covered securities
• All securities acquired before January 1, 2011.
• Securities received into your account from a broker or
other transfer agent showing the securities were non-
covered, failed to include cost basis information for
covered securities, or no transfer statement was provided.
https://www08.wellsfargomedia.com/downloads/pdf/com/shareowner_services/cost-basis-reporting-changes.pdf?https://www.wellsfargo.com/downloads/pdf/com/shareowner_services/cost-basis-reporting-changes.pdf

trtrtr ✉

link 4.07.2014 13:53

+COVERED VS NON-COVERED SECURITIES
https://content.etrade.com/etrade/estation/pdf/irs_tax_reporting_changes.pdf

trtrtr ✉

link 4.07.2014 13:57

http://www.hilliard.com/site/news/cost-basis-reporting-disclosure.html

trtrtr ✉

link 4.07.2014 14:03

Я думаю, что пока устоявшегося термина нет, вам, возможно, выпало счастье его ввести, если получится удачный.

Alex_Odeychuk ✉

link 4.07.2014 15:47

ценные бумаги, подпадающие под регулирование?