|
Subject: close period fin. AIM rules
What follows is a non-exhaustive summary of the most important under the AIM rules (the ‘Rules’ or individually ‘Rule’) that apply to AIM listed companies.Under Rule 21 AIM companies must ensure that its directors and employees who are in possession of price-sensitive information, or who together with their families hold more than 0.5% of any class of security, must not deal in the company’s AIM securities during a close period – which is the period of two months before the publication of accounts, or when the company is in possession of price sensitive information.
| 